Chapter 78C
43 published sections.
Article 1 - Title and Definitions
- N.C.G.S. § 78C-1 — Title.
- N.C.G.S. § 78C-2 — Definitions.
Article 2 - Fraudulent and Prohibited Practices
- N.C.G.S. § 78C-8 — Advisory activities.
- N.C.G.S. § 78C-9 — Misleading filings.
- N.C.G.S. § 78C-10 — Unlawful representations concerning registration or exemption.
Article 3 - Registration and Notice Filing Procedures of Investment Advisers and Investment Adviser Representatives
- N.C.G.S. § 78C-16 — Registration and notice filing requirement.
- N.C.G.S. § 78C-17 — Registration and notice filing procedures.
- N.C.G.S. § 78C-18 — Post-registration provisions.
- N.C.G.S. § 78C-19 — Denial, revocation, suspension, bar, censure, cancellation, and withdrawal of registration.
- N.C.G.S. § 78C-20 — Methods of registration.
Article 4 - Administration and Review
- N.C.G.S. § 78C-26 — Administration of Chapter.
- N.C.G.S. § 78C-27 — Investigations and subpoenas.
- N.C.G.S. § 78C-28 — Injunctions; cease and desist orders; civil penalties.
- N.C.G.S. § 78C-29 — Judicial review of orders.
- N.C.G.S. § 78C-30 — Rules, forms, orders, and hearings.
- N.C.G.S. § 78C-31 — Administrative files and opinions.
Article 5 - Civil Liabilities and Criminal Penalties
- N.C.G.S. § 78C-38 — Civil liabilities.
- N.C.G.S. § 78C-39 — Criminal penalties.
- N.C.G.S. § 78C-40 — Burden of proof.
Article 6 - Miscellaneous Provisions
- N.C.G.S. § 78C-46 — Scope of the Chapter; service of process.
- N.C.G.S. § 78C-47 — Statutory policy.
- N.C.G.S. § 78C-48 — Severability of provisions.
Article 9 - Uniform Athlete Agents Act
- N.C.G.S. § 78C-85 — Title.
- N.C.G.S. § 78C-86 — Definitions.
- N.C.G.S. § 78C-87 — Service of process; subpoenas.
- N.C.G.S. § 78C-88 — Athlete agents; registration required; exceptions; void contracts.
- N.C.G.S. § 78C-89 — Registration as athlete agent; form; requirements.
- N.C.G.S. § 78C-90 — Certificate of registration; issuance or denial; renewal.
- N.C.G.S. § 78C-91 — Suspension; revocation; refusal to renew registration.
- N.C.G.S. § 78C-92 — Temporary registration.
- N.C.G.S. § 78C-93 — Registration; renewal of fees.
- N.C.G.S. § 78C-94 — Required form of contract.
- N.C.G.S. § 78C-95 — Notice to educational institution.
- N.C.G.S. § 78C-96 — Student-athlete's right to cancel.
- N.C.G.S. § 78C-97 — Required records; waiver of attorney-client privilege.
- N.C.G.S. § 78C-98 — Prohibited conduct.
- N.C.G.S. § 78C-99 — Criminal penalties.
- N.C.G.S. § 78C-100 — Civil remedies.
- N.C.G.S. § 78C-101 — Administrative penalty.
- N.C.G.S. § 78C-102 — Uniformity of application and construction.
- N.C.G.S. § 78C-103 — Electronic Signatures in Global and National Commerce Act.
- N.C.G.S. § 78C-104 — Severability.
- N.C.G.S. § 78C-105 — Rules.